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Susan M. Resnick, PhD; Victor W. Henderson, MD, MS
JAMA. 2002;288:2170-2172.
Interest in the effects of hormone therapy on health
outcomes among postmenopausal women has perhaps never been greater. As
recently reported,1 the Women's Health Initiative (WHI) randomized clinical
trial of postmenopausal hormone therapy terminated the combined estrogen-progestin
arm (but not the estrogen-only arm) early after an average follow-up of
5.2 years (planned duration, 8.5 years).2 Women who received estrogen
plus progestin experienced a small but significant increase in the primary
outcome, coronary heart disease; a nonsignificant trend toward an increase
in the primary adverse outcome, invasive breast cancer; and a significant
increase in a global index (which included the 2 primary outcomes plus
stroke, pulmonary embolism, endometrial cancer, colorectal cancer, hip
fracture, and death due to other causes) summarizing risk and benefit.
However, the decision to stop this portion of the trial did not take into
account several other important outcomes that may affect a woman's choice
of whether to take hormone therapy, including potential effects on cognition.
Two ancillary studies to the WHI randomized trial focus on risk of dementia
and cognitive decline, but these outcomes are not considered in the WHI
risk-benefit profile.
The potential role of hormone therapy in reducing the
risk for dementia due to Alzheimer disease is a topic of great concern
for women at midlife and beyond. Animal models indicate plausible mechanisms
through which estrogen may protect against Alzheimer disease or other
neurodegenerative disorders.3 These include neurotrophic and neuroprotective
influences, enhancement of synaptic plasticity, effects on several neurotransmitter
systems, reduction in -amyloid formation from its precursor protein, and
modulation of regional cerebral glucose metabolism. Human neuroimaging
studies provide evidence that estrogen-containing hormone therapy influences
the pattern of brain activation during memory processing, increases regional
cerebral blood flow and glucose metabolism in temporal lobe structures
that subserve memory, and modulates brain activity in specific brain regions
affected in the early stages of Alzheimer disease.4
Despite the neurobiological rationale for a protective
effect of estrogens on the risk for Alzheimer disease, results of observational
studies of hormone therapy and Alzheimer disease have been inconclusive.
Findings from a number of case-control studies and 2 prospective investigations
suggest about a 30% reduced risk in women who report ever having received
hormone therapy compared with nonusers.5-6
In this issue of THE JOURNAL, Zandi and colleagues7
provide further observational evidence of a protective effect of hormone
therapy on the incidence of Alzheimer disease in a large prospective population-based
study in a delimited geographic area, Cache County, Utah. Consistent with
the results of 2 prior prospective studies,8-9 the authors report that
women who used hormone therapy had a reduced incidence of Alzheimer disease
compared with nonusers over a 3-year follow-up interval (adjusted hazard
ratio [HR], 0.59; 95% confidence interval [CI], 0.36-0.96). The apparent
reduction in incidence of Alzheimer disease in women receiving treatment
is less likely to be due to the "healthy user" bias, ie, the
tendency for hormone users to be better educated and healthier overall.
Specifically, reported use of multivitamins and calcium supplements was
not associated with reduction in risk. Furthermore, as in other studies,8,
10-11 longer duration of treatment was associated with greater risk reduction
(adjusted HR, 0.41; 95% CI, 0.17-0.86, in women with >10 years of treatment).
In addition, the results reported by Zandi et al7 indicate that former
users of hormone therapy have a greater reduction in the incidence of
Alzheimer disease than current users. Among current users, only long-time
users (>10 years) appeared to benefit.
These findings raise important issues concerning current
understanding of the way in which hormone therapy may potentially protect
against Alzheimer disease, for the interpretation of existing studies,
and for the design of new investigations. In the study by Zandi et al7
and other recent reports,12-14 women appear to be at increased risk for
Alzheimer disease compared with men, particularly among the oldest-old.
This approximately 2-fold excess risk was not observed among women reporting
more than 10 years of hormone treatment. In contrast, current use of hormone
therapy of less than 10 years' duration was not associated with protection
against a diagnosis of Alzheimer disease. As the authors point out, the
difference in findings for current vs former users of hormone therapy
might indicate that treatment is ineffective during the latent preclinical
stage of Alzheimer disease, which may extend a decade or more before the
onset of diagnosable dementia.
The lack of an effect during this stage is consistent
with the negative findings in recent treatment trials of patients who
already have been diagnosed with the disease.15-17 It might also explain
the contrast between the negative results of the 2 case-control studies
based on prescription records within the preceding decade18-19 and the
protective effects of treatment observed in the prospective studies that
considered "ever-use" of hormone therapy.8-9 Because many women
use hormone therapy for relatively brief durations around the menopause,
the protective effect of ever-use therapy suggests the possibility of
a critical period during the climacteric years, which are characterized
by relatively rapid estrogen depletion.20-21 As Zandi et al7 note, their
observation of a reduced risk in former but not current users, unless
the latter were long-term users, is consistent with this hypothesis. Animal
studies also provide preliminary support for a critical window of estrogen
effects on cognitive function.22
The possibilities of a critical period for hormone use
in protection against Alzheimer disease and the lack of a benefit during
the preclinical phase of this illness have significant implications for
prevention trials. Several large randomized clinical trials of the effects
of hormone therapy on risk for Alzheimer disease are under way-including
the Women's Health Initiative Memory Study (WHIMS),23 the Women's International
Study of Long Duration Oestrogen After Menopause (WISDOM),24 and the PREventing
Postmenopausal Memory Loss and Alzheimer's With Replacement Estrogens
(PREPARE) trial25-but all of these studies involve initiation of hormone
treatment in women aged 65 years and older. It has been argued that estrogen-responsive
neurons may show diminished response after a prolonged period of estrogen
depletion.26 Zandi et al7 appropriately caution that a beneficial effect
of hormone therapy should not be ruled out if initial results of these
trials are negative. It will be critical to examine prior use of hormone
therapy, especially during the menopausal transition, as a modulator of
later effects of treatment in these clinical trials. The possibility of
a critical period during the climacteric also emphasizes the need for
balance in considering data from observational studies and randomized
clinical trials. If use of hormone therapy during the menopausal transition
is required for later neuroprotection, a randomized clinical trial will
be quite difficult because follow-up would be required over a period of
decades.
The findings of Zandi et al7 are open to other interpretations
as well. As in all observational studies, potential confounds may not
be readily apparent. The absence of a protective association among short-term
current users of hormone therapy could reflect the possibility that women
with mild cognitive symptoms, who may be at increased risk for frank dementia,27
are more likely to initiate hormone treatment. The relation between age
and duration of use is not addressed directly by Zandi et al, but older
women may be less likely to use hormone therapy for as long as younger
women.28 If so, the relation between timing of estrogen use could be confounded
by duration of use, and the protective association of hormone therapy
might then be less dependent on a critical, early window than on longer
exposure. Another consideration is that long-term use might be related
to other estrogen actions that putatively enhance or maintain cognitive
function (eg, effects on synaptic plasticity, cerebral metabolism, or
neurotransmitter modulation) rather than factors involved in Alzheimer
disease pathogenesis per se (eg, retarding -amyloid deposition).
Where does this new information and where do these new
questions leave women and their physicians in making choices about whether
and when to treat with hormone therapy? The current data are insufficient
to recommend hormone therapy for prevention of Alzheimer disease.29 However,
many women will continue to consider short-term use of hormone therapy
for treatment of menopausal symptoms, and the possibility of a critical
period of use suggests that treatment during the climacteric might offer
some protection against Alzheimer disease. The results reported by Zandi
et al offer both hope for a possible neuroprotective effect of hormone
therapy and frustration that it could be difficult to determine the optimal
timing of treatment. Almost all hormone use in this cohort involved estrogen
treatment unopposed by a progestin, which may offer the greatest potential
for neuroprotection.
These new findings emphasize the need for continued
research on the optimal regimen, dose, and timing of hormone therapy and
other related compounds (such as selective estrogen receptor modulators)
for possible neuroprotection against a diagnosis of Alzheimer disease
years later. Although the combined estrogen-progestin arm of the WHI randomized
trial has been terminated based on a specific risk-benefit profile for
a specific therapeutic regimen, the risk-benefit profile may well change
as other important outcomes and treatments are considered.
AUTHOR INFORMATION
Financial Disclosure: Dr Resnick has served as an unpaid
consultant to Wyeth-Ayerst and is a coinvestigator on studies funded by
Wyeth-Ayerst. Dr Henderson has served as a consultant to Eli Lilly and
received speaker honoraria from Organon. He has also served as a consultant
to and received speaker honoraria, investigator-initiated grant support,
and travel assistance from Wyeth-Ayerst Laboratories.
Editorials represent the opinions of the authors and
THE JOURNAL and not those of the American Medical Association.
Corresponding Author and Reprints: Susan M. Resnick,
PhD, Laboratory of Personality and Cognition, National Institute on Aging,
Box 03, 5600 Nathan Shock Dr, Baltimore, MD 21224-6825 (e-mail: susan.resnick@nih.gov).
Author Affiliations: Laboratory of Personality and Cognition,
National Institute on Aging, Baltimore, Md (Dr Resnick), and Departments
of Geriatrics, Neurology, Pharmacology & Toxicology, and Epidemiology,
University of Arkansas for Medical Sciences, Little Rock (Dr Henderson).
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